53

INSPECTIONAL SERVICES

The standards in this chapter relate to the inspectional process within a law enforcement agency. The inspectional process is an essential mechanism for evaluating the quality of the agency’s operations; ensuring that the agency’s goals are being pursued; identifying the need for additional resources; and ensuring that control is maintained throughout the agency. Inspections may include, for example, evaluation of facilities, vehicles, equipment, records, personnel, investigative procedures, crime reporting practices, and incident reports. The inspectional process compares the agency’s formal expectations with actual performance. Inspections, conducted with clear objectives and a positive approach, provide a means of communication within the agency, not only "downward" but also "upward."

The inspectional process, at both the line and the staff levels, provides the chief executive officer and other managers and supervisors with a means of regularly assessing the agency’s efficiency and effectiveness and provides information necessary to plan for change. Clear objectives for the inspectional process should be established; it should also be acknowledged that inspectional activity can properly evaluate performance only by comparing it with previously established goals, objectives, policies, procedures, and rules and regulations. All agencies should conduct line inspections, which should be carried out by supervisors at all levels. Larger agencies should also have formally organized staff inspection components.

Staff inspections may overlap depending on the construction of the specific systems. Generally, line inspections focus on the condition of facilities, equipment, procedures, uniforms, etc., and are done frequently by a line supervisor. Staff inspections generally focus on agency procedures and are done infrequently by staff personnel. For example, a line inspection may determine if patrol officers are checking their cars at the beginning of their shift as required by a department directive. A staff inspection system may monitor organizational components in terms of their results; for example, a detective unit may be required to report solvability rates for various crimes or a patrol unit asked to report the number of DUI arrest per hours of DUI patrol. These reports are valuable for decisions concerning resource allocation, modification of component objectives, and training needs.

 

53.1 Line Inspections

53.1.1 A written directive requires line inspections within the agency and includes provisions for the following, at a minimum:

a. procedures to be used in conducting line inspections;

b. frequency of inspection;

c. responsibilities of the supervisor in each function for both the conduct of inspections and correction of conditions discovered by the inspection;

d. criteria to identify those inspections that require a written report; and

e. follow-up procedures to ensure corrective action has been taken.

Commentary: Line inspections should be an ongoing activity to ensure that employees are acting in concert with agency requirements in such areas as personal appearance, use and maintenance of equipment, and adherence to agency directives and orders. Line inspection is also concerned with the status and conditions of physical facilities within a given organizational function. Line inspections should be a primary responsibility of supervisors and managers at every level of the agency and should provide a mechanism for achieving accountability within the agency.

(O M M M)

 

53.2 Staff Inspections

53.2.1 A written directive requires a staff inspection function and includes provisions for:

a. identity and authority of the person(s) conducting the staff inspection;

b. procedures to be used in conducting staff inspections;

c. submission of a written report that identifies deficiencies and makes recommendations for their improvement and/or correction and identifies positive aspects of the area being inspected;

d. a follow-up inspection and a written report for noted deficiencies that cannot be immediately corrected; and

e. a staff inspection to be conducted within all organizational components at least every three years.

Commentary: This management tool is used to assure the agency head that administrative procedures are being adhered to.

The role of staff inspections is to promote an objective review of agency administrative and operational activities, facilities, property, equipment, and personnel outside the normal supervisory and/or line inspections.

One method that can be used to complete this inspection is to prepare a module containing a listing of all procedures, activities, and equipment to be inspected for each function. An outline of the format to be used in preparing a narrative report is also provided. Another method could be a column formula listing procedures or other areas to be inspected in one column; method of inspection in another column; and a third column for the findings.

Any method used can be accomplished through interviews, document inspections and/or observations, or any combination thereof.

(N/A O O O)